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This section of our guide is a reprint of an Industry Canada publication. We are grateful to be the one Canadian web site given permission to reprint this material. Index to this chapter. In this section we will look at what an Industrial Design is, how it can benefit you, the advantages of registering, and how to go about it. Keep in mind that this guide offers general information only, and does not cover all the complex issues of Industrial Design law. For exact definitions and details, consult the Industrial Design Act, the Industrial Design Rules, and decisions of the courts in specific cases. You can find these texts in many libraries. You can also buy a copy of the Act and Rules in any bookstore selling Federal government publications. If you have questions not covered by the related sections you may direct them to: ARVIC Search Services Inc. #280 - 521 3rd Ave. SW., Calgary, Alberta T2P 3T3 Telephone: (403) 234-0844 Fax: (403) 294-0944 E-Mail Us. Who Should Seek Industrial Design Protection A well designed chair is not just a pleasure to sit on, but a pleasure to look at as well. This can be said for almost every manufactured product: its success in the marketplace will depend not only on its functionality, but on its aesthetic appeal. That is why manufacturers invest a great deal of money and know how in their industrial designs and why an original design is considered a valuable intellectual property. If you are the creator of, or an investor in, an original industrial design, Canadian law offers protection from unlawful imitation of this design. The Industrial Design Act, like other forms of intellectual property legislation, works to protect owners while promoting the orderly exchange of information. The way to obtain such protection is to register your design with the Canadian Industrial Design Office.
Your industrial design is worth a great deal in time and money, and it may mean the success of an entire enterprise. Lawyers and accountants are reminded that It pays to protect your client's intellectual property by knowing their rights and how to use them.
Purpose of this guide In this guide we will look at what industrial designs are, what makes them registerable, the advantages of registration and how to go about it. Keep in mind that this site offers general information only and does not cover all the complex issues that may arise throughout the registration procedures. It should also be noted that this guide is not an authoritative guide on Canadian law regarding industrial design. For exact definitions and detailed regulations, consult the Industrial Design Act, the Industrial Designs Rules and legal texts on intellectual property available in many libraries. The Canadian Industrial Design Office can also provide further information.
The Canadian Industrial Design Office
- the federal agency responsible
for registering industrial designs is the Canadian Industrial
Design Office. The Office is part of a larger agency called the
Canadian Intellectual Property Office (CIPO), which is part of
Industry Canada. In addition to industrial designs, CIPO is responsible
for other forms of intellectual property.
What is an Industrial Design An industrial design is the shape, pattern or ornamentation applied to a useful article that is massproduced. It may be the shape of a table, the ornamentation on the handle of a spoon, and it may be made by hand, tool or machine. The design has features intended for visual appeal. However, merits of those features are not part of the application. People often confuse industrial designs with other forms of intellectual property. A copyright is legal protection for an artistic endeavor. Often an industrial design is first created as a work of art, and as such, is originally protected by the Copyright Act. An artistic work is protected under the Copyright Act automatically, but a design is protected under the Industrial Design Act only if it is registered. Therefore, it may be a good idea to register your design, even if your have copyright protection for the original art. If you are in doubt about the appropriate course, it may be wise to consult a lawyer or a registered patent agent. Patents are for new inventions or processes that offer innovative and useful functions. Canadian law regards the functional aspects and design aspects of articles quite separately. Therefore, you cannot list a function as an element of an industrial design. You may, however, be able to obtain a patent for an article's functional aspects and an industrial design for its aesthetic ones. Suppose you develops a new kind of folding chair. The way the chair folds, its lightweight construction, its strength and its durability are all functional qualities. The industrial design features would include the shape and ornamentation of the chair, any patterns on it and its appearance (folded and unfolded).
Trademarks are used to distinguish the goods or services of one person or organization from those of another. A design feature of a product or its packaging can be an aspect that
distinguishes it from someone else's product. You can register such a feature as an industrial design and, in a separate process, as a trademark. Suppose, for example, you created a soft drink bottle with a unique shape. You could, register the shape with the Industrial Design Office and later as a distinguishing guise (a type of trademark) with the Trademarks Office. Keep in mind that for this bottle to be considered a trademark it MUST be put on the market and become associated with your product. Therefore, to ensure maximum protection your might wish to seek industrial design registration first.
Who Should Seek Industrial Design Protection
Every manufacturer of every product that has a visual feature
that can be identified as coming from that manufacturer or with
whom the manufacturer seeks to be identified. To be eligible for
registration a design must be original and be produced in quantity or intending to do so.
Registering your Industrial Design In this Section we will discuss. When to File an Application there is no time limit for filing an application as long as the design has never been published. The term "published" in this context means that the design has been made public or offered for commercial use. It is best to file as quickly as possible if publication has occurred. You must file within 12 months of publication or you will lose your exclusive rights to the design. In making a decision about whether your design can be registered, the Industrial Design Office may ask for further information. Such information may be needed if it appears that the article is a component of a larger machine or part of another article which is purely functional such as;
Why you Should Register
the advantage of registering your industrial design is that it records your exclusive rights to the design. Registration enables you to prevent others from making, using, renting or selling a design in Canada for up to 10 years. Keep in mind that, unless your register a design, you can make no legal claim of ownership and have no legal protection from imitation. This is different from trademark and copyright protection, which allows
you to claim ownership even without registration.
Who Can Apply Only the proprietor of a design may apply for and obtain registration for an industrial design. Usually, you are considered to be the proprietor if you created the design. However, if you have been hired under contract to develop a design by someone else, then that person is the proprietor and is the only one entitled to apply for registration. If you work together with other people to create the design, they should file for registration as joint proprietors (unless they are all working under commission). If you have acquired ownership of a design then you may apply if the design has not been published in the past 12 months. If you are an employee of a company and develop a design as part of employment, then the employer may be the proprietor. In that case only the employer may apply.
Industrial design registration is valid only if applied for and
obtained in the name of the proprietor. You will save
himself time and expense by resolving the issue of ownership before
applying for registration.
Before you File
Conduct a search of official records to determine whether this design is truly new and original. This may give you the opportunity to see other designs. You should also keep the design confidential.
What you Can not Register The following can not be register under the Industrial Design Act:
How Long the Process Takes In order to meet the obligation of an international treaty signed by Canada, the Office does not register any design until six months after the date of' filing. Therefore, normally, it takes between 6 and 12 months to have your application examined and registered by the Office. The Office examines applications on a first come, first served basis. If your application is properly prepared, registration will occur as quickly as possible. But if the application is not complete or incorrectly completed, the process will take longer, in which case the speed of registration will depend very much on how quickly you respond to queries, requests for changes, and other information from the Office.
You may be granted faster service if you believe that
the design has already been, or is about to be imitated by someone
else. In such a case, the office will proceed with examination
as soon as you notify them of the problem.
How Long Registration Lasts As of January 1, 1994, registration is for a ten year term. Before the expiry of five years from the date of the registration of the design, a maintenance fee must be paid. Once the term has expired, anyone is free to make, use, rent or sell the design in Canada,
For designs registered prior to January 1, 1994, registration
was for a five year term renewable for a further five years. Once
these terms have expired, anyone is free to make, use, rent or
sell the design in Canada.
Fees
You must pay a fee to have an application examined by the Industrial Design Office. There are additional fees for renewal and late renewal of a design registered prior to January 1, 1994, and for maintenance and late payment of the maintenance fee of designs registered after January 1, 1994. Fees are subject to change without notice.
Getting help With your Application You may file an application for an industrial design registration, and the Industrial Design Office will give the basic information needed to do so. the Office will not, however, prepare an application or conduct a Registerability search of existing designs. The Office will not express an opinion about the aesthetic or commercial merits of your design or tell you in advance of filing whether it qualifies for registration.
Drafting an application requires careful attention to detail and knowledge of the regulations. For this reason, your may hire a registered patent agent to prepare and prosecute that is, to follow through on the application. Most industrial design applications are done this way. Registered patent agents
are experienced in the field.
Preparing your Application A complete application for an industrial design has four basic elements which are required by the Industrial Design Act: the are;
In addition, foreign applicants must provide the name and address of someone in Canada who will act as their representative for service. The application must follow the format of an official form that can be obtained free of charge from the Industrial Design Office or from your regional Industry Canada office. The Office will also provide you with a filing certificate and cyouck list.
Remember the following important points when you complete an
application:
Send the completed application to:
Industrial Design Office Any correspondence sent to the Industrial Design office through the priority courier service of Canada Post Corporation will be considered received by the Office on the date stamped on the envelope by the priority courier service. the description - the description you set out on the application must be of the design, not the article to which it has been applied. For example, do not describe a chair (four legs, a seat and a back) but rather describe the design features that make your chair visually unique. You does not need to describe every particular visual feature of the design, but you should indicate what it is and what you believes are its original visual features. Keep in mind that you or your agent is responsible for giving an accurate, adequate description of your design. The Industrial Design Office can only ensure that your wording meets the basic requirements of the Act. It's up to you to ensure that it covers all the distinctive features of the design. Since the courts may use your description to help determine the limits of protection for this design, you should word the description with care and precision. If the description is too broad, you may over extend the scope of the design, and it may be impossible to enforce. It is important to describe the important features of the design to show how it is distinctive.
Keep the following in mind when you word a description:
Drawings and photographs - your application must include drawings or photographs of the design as applied to the article of manufacture. You must draw or photograph the design as it appears in the product. Detailed views may be shown separately. The function of drawings or photographs is to show the design clearly. Drawings or photographs should be consistent with, and complementary to, the description. Size and Paper Quality and Mailing Instructions - whether you submit drawings or photographs, they should be on good quality paper, sized either 22 x 28 cm (8 1/2 x 11 inches) or 20 X 33 cm (8 x 13 inches). They must be able to be clearly reproduced by photocopying equipment. You must send all drawings flat, not rolled, and they should be protected by a heavy sheet of cardboard. Margin - there must be a clear margin of approximately 2.5 cm (or I inch) on the left hand side of the paper. Character of Line/Quality - In the case of drawings, make every line, no matter how fine, with black ink and ensure that they are permanent. All lines must be clear and full. Avoid fine or crowded lines. You may use dotted or stippled lines to distinguish surrounding structure, but the article itself must be shown in solid lines. You have the option of highlighting the design features with heavy black lines or by other means as long as the result is clear and can be reproduced by photocopying equipment. Do not include stippled or broken lines which depict hidden structural or functional details that are not part of the design. Photographs - Must show every feature of the design clearly. The angle from which the photograph is taken must not distort the true image of the article, and it must stand alone against a neutral (blank) background. Scale - All drawings must be sufficiently large so that what is described can be clearly seen. They must also be consistent in terms of scale (except for enlargement views) and must be easily readable. Content - your drawing or photograph should show every feature of the design as applied to the article into which it has been incorporated. This may require more than one view. The Design Office will not amend drawings. Number of Views - your drawings or photographs should contain as many views as are necessary to present the design clearly. Arrangement of Views - All the views on one sheet should stand in the same direction and be readable in an upright position. You must not superimpose one figure on another or place it within the outline of another. If views that are longer than the width of the paper are necessary for clear illustration of the design, you may turn the sheet on its side. The previously indicated 2.5 cm margin would then be on top. Shading - you may use shading in drawings if you wish. Standard practice is the use of heavy lines on the shaded side of the object. Miscellaneous Features - Occasionally, your will need to show the following features: opened and closed positions, cross sectional views (hatching), fragmentary views, flexible articles, transparent articles, and indefinite length and repeat patterns. You drawings or photographs may show views of the article in both open and closed positions or in extended and retracted positions only if such views are necessary to reveal design features referred to in the description and if the article is normally seen and used in these different positions. You may present a cross sectional view if this is necessary to show the exterior profile of the article. Indicate the exposed cut surface by oblique parallel sectional lines. Do not use symbolic section lines to suggest a specific type of material. If your article is made up of a number of components, the drawings or photographs should show the assembled article. Do not present exploded views. Further or more specific information on how to present these features is available by contacting the Industrial Design Office. Identification - the title, descriptive matter, dimensions or names should not be included on the drawing, but you may sign (as proprietor) on the lower right hand corner of each sheet. Samples - the Office may ask you to provide a sample of the design (e.g. a swatch of textile fabric) to supplement the drawing or photograph. Keep in mind that the purpose of the above rules is to allow the examiners to see your design clearly as consumers would see it. Multiple representations of the same design - Your industrial design application must be limited to a single design, but you may include several representations or variations of that design. These representations must meet the following conditions:
You may add multiple representations of a single design
to your application any time before registration. You does not
have to pay additional fees to do this. But if you changes his
design substantially, you will have to submit a new application.
Once your design is registered, no further changes can be made.
If your series of drawings does not meet the above conditions,
you will have to choose one and delete the rest from the application.
The PROCESS
The process of obtaining a design registration is made up of three
distinct phases:
Initial Processing Your application will undergo a preliminary review by clerical staff to ensure that basic administrative requirements have been met. At this time a filing certificate will be issued; this is merely an acknowledgement that the application has been received and processed. It also gives you the number assigned to your application. If the application is incomplete you will also receive a notice advising you of what is required to complete it.
Every notice or report issued by the Office will give a due date
for reply. If you do not reply by that due date, your application will be considered to be abandoned.
Examination
The first step in this phase of the process is the classification of your application according to the particular type of article to which it relates.
This is followed by a formal assessment by an examiner who will
study your descriptions and drawings or photographs. These will
then be compared with previously registered and published designs
to ensure that your design is original and Registerable. Your design
cannot be the same or similar to a design already applied to a
similar article of manufacture. The wording of the description
will also be considered to see that it accurately and adequately
describes the design features shown in the drawings. Following
this assessment the examiner will either allow (approve) the application
for registration or issue a report. The report will outline the
examiner's findings and tell you what information or amendments
are required.
Amendment If the examiner does express some concerns about your application, you will probably be able to satisfy them by providing the information or making the suggested amendments. Don't feel that you must abandon the application simply because an objection has been raised. If you do not understand the report completely, call the examiner for clarification. The phone number will be given on the report. Your have four months to reply to the report, otherwise your application will become abandoned. If this occurs, You can reinstate your application by replying to the examiner's report. Appeals - If you cannot satisfy the concerns expressed in the examiner's report, your application will be rejected in a final report issued by the Director of the Office. You may appeal this rejection to the Patent Appeal Board which will make recommendations to the Commissioner of Patents who will either reverse the Director's decision or reaffirm it in a final rejection. If you are still not satisfied, you may appeal the final rejection to the Federal Court of Canada whose decisions are appealable, in turn, to the Supreme Court of Canada.
Conflicts
- Should different people apply to register essentially
the same design, the Industrial Design Office will examine the
applications on a first-come, first-served basis. The application
with the earlier filing date (either the Canadian filing date,
or the Convention filing date, if filed earlier in another country)
will be registered.
Requests for Delayed Registration
It is possible that you may want to delay registration.
For example, you may wish to allow time to market or file his
design outside Canada. In this case, you should inform the Office
in writing. You may exercise the option to delay registration
at the time of filing your application or at any time before it
is registered.
Registration
Once approved by the examiner your design will be registered as soon as possible, provided that the six month waiting period required by international convention has elapsed and you have not requested delayed examination. You will receive a certificate of registration which includes the description and a drawing of the registered design. This certificate is evidence of ownership and the originality of your design and gives him the exclusive right to make, use and sell the design, in Canada, in whole or in part.
Duration Designs registered prior to January 1, 1994 are valid for five years and may be renewed for a second five-year period by sending the Office a letter of request along with the renewal fee. The Office should receive your request before the first five-year term expires, but requests can still be made up to three months after the expiry date with payment of an additional fee. Your client's request for renewal should identify the registration by number, title and name of proprietor.
Designs registered after January 1, 1994 are valid for ten years
subject to payment of a maintenance fee. That fee shall be paid
by the registered proprietor or by his/your agent. Maintenance
may be requested at any time during the first five-year period
upon payment of the basic maintenance fee. However, a six-month
grace period exists during which maintenance may still be requested
but this requires payment of an additional fee. Your
request should identify the registration by number, title and
name of proprietor.
Other PROCEDURES
Marking a Product You do not have to mark your product in order to indicate that it is registered as a design, but marking does give extra protection. The proper mark is a capital "D" inside a circle and the name, abbreviation thereof, of the design's proprietor on the article, its label or packaging.
If your product is marked in this way, a court could award a remedy,
such as financial compensation, in the event that someone is charged
and found to be "infringing" (i.e. violation) on his
design. If there is no such mark, the court cannot award a remedy
other than forbidding the other party from using your
design (an "injunction").
Enforcing your Rights
As proprietor, you may take legal action against anyone
who infringes your design in Canada. It is your responsibility
to take such action and you must do so within three years of the
alleged infringement. The Industrial Design Office will not launch
legal proceedings on your behalf or police your rights
in any way.
Marketing Rights
As the proprietor of a registered industrial design, your have the exclusive
right in Canada to make, use, rent or sell a product incorporating
that design. You may also sell all or some of your rights
to others (this is referred to as an assignment) or, you can simply
authorize others to use the design subject to stated conditions
(this is referred to as a license).
Assignments An "assignment" occurs when you sells all or part of your rights in the design permanently to another party. This party, or "assignee," assumes your ownership rights to make, use, rent or sell products incorporating the registered design and to authorize others to do so. Usually, the arrangement involves an exchange of money. The assignment must be in writing., but there are no prescribed forms for this. A sample form which meets the requirements of the Office is provided in Appendix B but that sample is a very simple one which may not adequately cover the interests of both parties should there be a dispute. For that reason it is advisable that assignments be prepared with the assistance of a lawyer. The new owner should ensure that the assignment is recorded with the Industrial Design Office. This is done by sending in either the original or a certified copy of the assignment document along with the recordal fee. Recordal of the assignment allows the new owner to sue for damages if anyone infringes the design. Assignments may be recorded against pending or registered designs. licenses - In many cases the greatest financial benefit comes from licensing the design. when you licenses your design, you allows someone else to use it in accordance with the particular terms and conditions set out in the license which are negotiated between the involved parties. In this case, you retains ownership and, you can, in some instances, license more than one party. You may, for example, license one party for western Canada, another for Ontario and Quebec and still another for the Maritimes. Similarly, you could have an exclusive license with one party for the period of the renewal. As with assignments, licenses should be registered. licenses tend to be more involved than assignments and for that reason it is even more important to consult a lawyer if you is considering a licensing agreement.
Note:
If you wish to seek out Canadian manufacturers
who might be interested in buying, licensing or leasing your design
rights, two publications would be useful: The Canadian Trade
Index, issued by the Canadian Manufacturers' Association, Toronto:
and Frazer's Canadian Trade Directory. Both are available in
public libraries.
Registration Outside Canada Registering your design with the Canadian Industrial Design Office gives him exclusive rights in Canada only. To enjoy similar rights abroad, you must apply for them in each country separately. Most countries have equivalent industrial design protection. A list of foreign offices is available from the Office. the United Kingdom has industrial design laws that are very similar to those of Canada, and the same term, "industrial design," is used. The United States uses the term "design patent" to describe what roughly corresponds to the Canadian registered industrial design. Be careful not to confuse U.S. design patents with patents for inventions. Procedures for obtaining international design rights are partially governed by an international treaty called the Paris Convention for the Protection of Industrial Property. the Paris Convention, which has some 90 member countries, including Canada, allows applicants to invoke what is called "Convention priority." This means that someone who has filed for design registration in one Convention country has six months in which to file an application for the design in another country and be accorded the same rights as if you or she had filed in the second country on the original filing date. Suppose, for example, you applies to register a design in Canada on January 5, 1994. You then have until July 5, 1994 to file for design rights in any other Convention country and claim the original Canadian filing date for that country.
It is important to note that in some countries your application
could be rejected if you or someone else has already registered
the design previously. To assist owners of designs in Canada
in avoiding this unusual situation, the Canadian Industrial Design
Office gives applicants the option of delaying registration so
that their application in another country can proceed at the same
time as their application in Canada.
For More Information The industrial Design Act and Industrial Designs Rules will give you the details of regulations that govern design rights as they are spelled out in law. To obtain copies, contact:
The Canadian Government
Fees Fee Schedule, Industrial Design - 1. Examining an application to register an industrial design and issuing a certificate of registration $ 160.00 2. Maintaining a design registered after January 1, 1994:
(a) if the request is received within five (5) years of the registration
date $ 215.00? 3. Examining and registering an application to register an assignment, a license or other document affecting an industrial design and issuing a certificate of registration
(a) for the first industrial design referred to in the assignment,
license or other document $ 35.00 4. Providing copies of, or extracts from, the Register, or copies of certificates, drawings, drawn copies of industrial designs or other documents
(a) for each sheet, when a photocopy $ 0.50 5. Certification of copies of documents: certification document costs $15.00 plus charge for photocopies of application at $0.50 a page
e.g.: certification $ 15.00
Common Questions About Industrial Designs
Q) What is an industrial design?
Q) Must I register my industrial design in order to be protected?
Q) What cannot be protected by an industrial design?
Q) Can I register my design as an artistic work under the Copyright
Act?
Q) If I register my design in Canada, am I protected in other countries?
Q) Is there a time limit for filing an application for registration?
Q) What papers do I need in order to apply for industrial design
registration?
Q) What type of description do I need to include?
Q) What type of drawings, or photographs are necessary?
Q) If I have a registered design, do I have to put any marking on
the articles to indicate this?
Q) If I see a good design outside Canada and it does not appear to
be on the market in Canada, can I register that design under my
name here?
Q) How will the Industrial Design Office know if I did not originate
the design?
Q) Can anyone make a search through Industrial Design Office records
to see what has been protected previously?
Q) May non-Canadians register their designs in Canada?
Q) If I sell my rights to a design to someone else, do I need to
inform the Industrial Design Office?
Q) Would the Industrial Design Office stop someone else from infringing
my design?
Q) Can I get help in filing an application for industrial design
protection?
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